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  • Code of the District of Columbia
  • Title 31. Insurance and Securities.
  • Chapter 56. Securities.
Code of the District of Columbia

Chapter 56. Securities.

  • Subchapter I. Definitions and Rules of Construction. §§ 31-5601.01 – 31-5601.02
  • Subchapter II. Broker-Dealers, Agents, Investment Advisers and Investment Adviser Representatives. §§ 31-5602.01 – 31-5602.11
  • Subchapter III. Registration of Securities. §§ 31-5603.01 – 31-5603.09
  • Subchapter IV. Exemption from Registration. §§ 31-5604.01 – 31-5604.06
  • Subchapter V. Fraudulent and Other Prohibited Practices. §§ 31-5605.01 – 31-5605.05
  • Subchapter VI. Enforcement, Criminal, and Civil Liability. §§ 31-5606.01 – 31-5606.05
  • Subchapter VII. Administration. §§ 31-5607.01 – 31-5607.09
  • Subchapter VIII. Miscellaneous Provisions. §§ 31-5608.01 – 31-5608.04
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Chapter 55. Property and Liability Insurance Guaranty Association.
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Chapter 57. Fraternal Benefit Associations. [Repealed].
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